GOTS认证咨询-GOTS肯定列表制度对可持续纺织化学品研发的引导作用

GOTS SECTION 4.1.6
GOTS 第 4.1.6 节
“The Certified Entity shall assign oversight and responsibility for due diligence to relevant senior management and assign board-level responsibilities for implementing the Policy on Responsible Business Conduct…”
“被认证实体应向相关高管分配职责，让其监督和开展尽职调查，并分配董事会层面实施《负责任商业行为政策》的职责......”
INTERPRETATION
释义
• The Certified Entity is encouraged to establish or strengthen corporate governance to oversee and support Responsible Business Conduct (RBC), including assigning board and senior management level accountability for guiding the company’s approach and implementation of RBC.
• 鼓励被认证实体确定或加强公司治理，以监督和支持负责任商业行为（RBC），包括分配董事会和高管指导公司建议和实施负责任商业行为的责任。
• Senior staff members responsible for implementing the Certified Entity’s RBC Policy and GOTS Human Rights and Social Criteria should give adequate attention and support to due diligence on human rights, labour, environment and integrity risks and allocate resources accordingly.
• 负责实施被认证实体《负责任商业行为政策》以及GOTS人权与社会责任准则的高级职员应该足够重视并支持有关人权、劳动、环境和廉政风险的尽职调查，并相应分配职员。
• Should secure adequate staff time and ensure that those who work on supply chain due diligence have the competence to perform their duties.
• 应该给职员足够时间，并确保从事供应链尽职调查工作者有能力履行职责。
GOTS SECTION 4.2.1
GOTS 第 4.2.1 节
GENERAL GUIDANCE AND INTERPRETATION
通用指南与释义
• “Applicable recognised norms or directives” according to which an SDS of a chemical input (substance or preparation) shall be prepared in this context are:
• “相关的公认标准或规范”——编写化学品投入物（物质或配制品）SDS 的依据”：
a. ANSI Z400.1/Z129.1:2010
b. ISO 11014-1
c. EC 2020/878
d. EC 2015/830
e. GHS (Globally Harmonised System of Classification and Labelling of Chemicals)
e. GHS《全球化学品统一分类和标签制度》
f. JIS Z 7253:2012
• In specific, valid reasons for the inclusion of further sources of information in the assessment include:
• 具体而言，在评估中纳入更多信息源的正当理由包括：
a. SDS does not represent a legally binding basis in the country/region where the input is marketed
a. SDS未阐明投入物销售市场所在国家或区域的具有法律约束力的依据
b. Input potentially contains restricted or prohibited substances for which a declaration in the SDS is not binding (e.g. AOX, endocrine disruptors, GMO (derived) material or enzyme, nanoparticles) 
b. 投入物含有SDS中声明不具有约束力的限用或禁用物质（如：AOX、内分泌干扰物、GMO（衍）生的材料或酶、纳米颗粒）
c. SDS does not contain certain ecological or toxicological information required to assess compliance with related GOTS criteria
c. SDS中没有包含用于评估是否符合相关GOTS准则所需的某些生态学或毒理学信息
d. Tests/methods used to determine certain ecological or toxicological values are not specified or do not correspond to those listed in the GOTS criteria 
d. 未具体指明用于判定某些生态值或毒理值所用的测试或方法，或者该测试或方法不符合GOTS准则中所列的测试方法。
e. Spot checking on the accuracy of certain ecological or toxicological information provided on the SDS
e. 抽查SDS中某些生态学或毒物学信息的准确性
f. Surveillance of impurities
f. 对杂质的监控
• For the details of the chemical assessment procedure, “Approval of Textile Chemical Inputs on the GOTS Positive List (Scope 4)” is accessible on the GOTS website: http://www.global-standard.org/certification/how-to-getchemical-inputs-approved.html
• 关于化学品评估流程的详细信息，可从GOTS网站（http://www.global-standard.org/certification/how-to-getchemical-inputs-approved.html）获得“纺织化学品投入物GOTS肯定列表审批（范围4）”的详细信息
• Certifiers who are active in Scope 4 shall make their lists of approved chemical inputs available to all Approved Certifiers of GOTS. The lists are to be taken as an applicable tool for input assessment in the GOTS certification scheme by all Approved Certification Bodies.
• 具有范围4认证业务的认证机构应制作已批准化学投入物的清单，供GOTS所有被授权认证机构使用。这些清单将被所有被授权认证机构作为GOTS认证方案中的评估投入物的适用工具。
• Certifiers responsible for the approval of chemical products shall ensure that all approval decisions are made on the basis of valid SDS, based on knowledge of all relevant endpoints for each constituent of formulations. Relevant endpoints are, for example, values used for the formulation of Hazard Statements and/or their GHS equivalents for an individual constituent. 
• 负责化学产品批准的认证机构应确保所有有效的批准决定均基于有效的SDS，基于对配方中每种成分的所有相关端点的了解。相关端点是用于编制各成分危险声明及其/或GHS等效体系的值。
• In case of conflicting decisions (product approved by one that is declined by another certifier), certifiers are requested to achieve consistent assessment by sharing their proofs of assessment. If this fails in the last instance, the responsible person for Standards Development & Quality Assurance / Standards Committee of the Global Standard gGmbH decides after screening the provided technical information on the chemicals in question.
• 若有相互冲突的判定（一个认证机构认可的产品，被另一个机构拒绝），则认证机构需共享评估证据以达成一致的评估结果。若认证机构之间最终仍不能达成一致结果，Global Standard gGmbH的标准制定及质量保证负责人以及标准委员会将对所议化学品的技术资料进行审查，然后做出判定。
• The approval status of a chemical input, in other words, the validity of an LoA, shall last for 3 years or until a new version of GOTS comes into force, whichever is earlier. Based on the risk assessment of the Scope 4 auditor, the validity period may be shorter than 3 years. However, the Additives Registration Fee shall be paid once for the validity period of the current Standard version
• 化学品投入物的批准状态，即批文（LoA）的有效性，应保持3年或保持有效至新版的GOTS生效为止，两者以较早发生的时间为准。根据范围4审核机构的风险评估，有效期可能不超过3年。但是，现行标准有效期间，应一次性支付添加剂注册登记费
• Basic chemicals (such as salt, alkali, acid, etc.) used do not need to be released on Letters of Approval.
• 基本化学品（如盐、碱、酸等）不需要在批文中发布。